Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Matthew KordichAmeriprise Financial Services, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$5001-11-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Steven Michael SilverthorneAvantax Investment Services, Inc.Morgan Stanley$2501-10-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Mehul Amritlal KhivesaraWaddell & ReedMorgan Stanley01-08-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Laura Dean PerkinsWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Sean W. LatimerHighTower Securities, LLCMorgan Stanley01-04-2019
Rhonda B. EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Stephen R. StanleyTD Ameritrade Investment Management, LLCMorgan Stanley$5001-02-2019
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Showing 1 to 25 of 311 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.