Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Sean W. LatimerHighTower Securities, LLCMorgan Stanley01-04-2019
Tianna Monique McElroyWells Fargo Clearing Services, LLCMorgan Stanley01-03-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley12-21-2018
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Mark EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14012-14-2018
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley12-14-2018
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-14-2018
Winston Barrett MinterLPL Financial LLCMorgan Stanley12-14-2018
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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