Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Angelina OrnelasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
Douglas Krug McdanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
John Richard Van CampEdward JonesNYLIFE Securities LLC11-16-2018
Jeannine Rafaela Tria ZamoraSantander Securities LLCNYLIFE Securities LLC11-07-2018
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Mark Frederick AubuchonCitizens Securities, Inc.NYLIFE Securities LLC10-30-2018
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC$110-26-2018
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$1010-24-2018
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Karl Wongchan WarnerKey Investment Services LLCNYLIFE Securities LLC10-01-2018
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Cortney HeykoopWoodbury Financial Services, Inc.NYLIFE Securities LLC09-13-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC$108-31-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Lebron Cornelius MorganMML Investors Services, LLCNYLIFE Securities LLC08-10-2018
Raymond Oliver LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.