Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Shana Renee BradleyAllstate Financial Services, LLCNYLIFE Securities LLC08-01-2018
Clode MoradiBrilliant Financial Strategies LLCNYLIFE Securities LLC04-06-2018
Brittany VuCUNA Brokerage Services, Inc.NYLIFE Securities LLC09-05-2018
Teresa PatrickCUSO Financial Services, L.P.NYLIFE Securities LLC$50004-23-2018
Michael Lee SweetlandFirst Command Financial Planning, Inc.NYLIFE Securities LLC04-20-2018
William J. HamelinMML Investors Services, LLCNYLIFE Securities LLC03-15-2018
Junko OkamotoPark Avenue Securities LLCNYLIFE Securities LLC08-30-2018
Michael Richard GallasPark Avenue Securities LLCNYLIFE Securities LLC05-04-2018
Douglas Krug McdanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
Rita Marie Lacanfora-PotterPruco Securities, LLC.NYLIFE Securities LLC12-12-2018
Chong T. ShimPruco Securities, LLC.NYLIFE Securities LLC08-09-2018
Argam AghazarianThrivent Investment Management Inc.NYLIFE Securities LLC06-25-2018
Cole Addison GreenUBS Financial Services Inc.NYLIFE Securities LLC11-20-2018
Nory Enriquez GarzaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)NYLIFE Securities LLC06-11-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.