Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chin-Yuan ChaoCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-15-2018
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-06-2018
Adam Chase GilmoreNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC03-14-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Adam Michael DayWealthquest CorporationNorthwestern Mutual Investment Services, LLC03-06-2018
Alan M SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$15502-21-2018
Alexander George PiperMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2018
Alexia R. CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Amber GallerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-05-2018
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Andrea L. FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Andrew Carroll JaffeeApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Andrew D NelsonNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Andrew KrecekHarbour Investments, Inc.Northwestern Mutual Investment Services, LLC02-08-2018
Angelique Theresa WhitehouseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Anna M. LeanderMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2018
Anthony Raymond CaseApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Arabelle Vidal RestauroCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Ashley Michelle LesageMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Austin NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Benjamin Francis GoodrichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-03-2018
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Showing 1 to 25 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.