Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
Scott Michael CooleyBasepoint Wealth, LLCNorthwestern Mutual Investment Services, LLC09-20-2018
Eric David RaetherCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-15-2018
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Gilbert Wilson IIICoastal Wealth Planning, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S. FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Brock Allan McneffCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC10-17-2018
Keith Carl PochobradskyCWM, LLCNorthwestern Mutual Investment Services, LLC11-06-2018
Cody M. WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Kevin KeilEdward JonesNorthwestern Mutual Investment Services, LLC10-30-2018
Frank C. IvesFirst Citizens Investor Services, Inc.Northwestern Mutual Investment Services, LLC08-27-2018
Stephen Philip FultzFultz InvestingNorthwestern Mutual Investment Services, LLC09-26-2018
William George Borchert Jr.J. Alden Associates, Inc.Northwestern Mutual Investment Services, LLC12-14-2018
Michael Jason TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Kyle Patrick McDonoughJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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