Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Alton Dempsey Fryer IVBolton Partners Investment Consulting Group, Inc.Principal Securities, Inc.04-13-2018
Amanda Noel AlmoradoErnst & Young Investment Advisers LLPPrincipal Securities, Inc.06-20-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.$10004-17-2018
Anthony BurnsPruco Securities, LLC.Principal Securities, Inc.06-21-2018
Barbara Jean HenryFarmers Financial Solutions, LLCPrincipal Securities, Inc.$25003-22-2018
Belkys MejiaBB&T Securities, LLCPrincipal Securities, Inc.$15004-03-2018
Brandon TrankPruco Securities, LLC.Principal Securities, Inc.05-30-2018
Brent John WelchValMark Securities, Inc.Principal Securities, Inc.$50006-01-2018
Brian Robert MolinFrost Brokerage Services, Inc.Principal Securities, Inc.10-16-2018
Brian Scott MenzelWoodbury Financial Services, Inc.Principal Securities, Inc.04-12-2018
Bryan CaulkinsProxy Wealth Advisors LLCPrincipal Securities, Inc.07-31-2018
Byron WhatleyHornor, Townsend & Kent, LLCPrincipal Securities, Inc.03-20-2018
Carey Lynn AlexanderAllstate Financial Services, LLCPrincipal Securities, Inc.01-12-2018
Catherine Rose BinderLPL Financial LLCPrincipal Securities, Inc.$25006-05-2018
Chawn Francis HonkompRDA Financial NetworkPrincipal Securities, Inc.02-23-2018
Christopher Scott HallSecurities America, Inc.Principal Securities, Inc.05-18-2018
Christopher Steven FerrellPSI Advisors, LLCPrincipal Securities, Inc.03-09-2018
Craig Andrew ArendtLPL Financial LLCPrincipal Securities, Inc.02-12-2018
Craig C. GabelCetera Investment Services LLCPrincipal Securities, Inc.06-14-2018
Dan LampropoulosLebenthal Financial Services, Inc.Principal Securities, Inc.$10001-02-2019
Daniel Gardner ConverseSecurities America, Inc.Principal Securities, Inc.10-03-2018
Daniel James MurphyLPL Financial LLCPrincipal Securities, Inc.$39001-18-2018
Danniel Justin WexlerLincoln Financial Securities CorporationPrincipal Securities, Inc.01-26-2018
David Alan GordonAXA Advisors, LLCPrincipal Securities, Inc.01-23-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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