Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel T. HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Louis J. Pagnoni IIIMML Investors Services, LLCPruco Securities, LLC.01-11-2018
Richard James HawickhorstBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Luke Edward DoedtmanBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$5001-22-2018
Bryan S CrowleyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-22-2018
Paul WesolowskiPNC InvestmentsPruco Securities, LLC.01-23-2018
Cynthia R. SmithMWA Financial Services Inc.Pruco Securities, LLC.01-23-2018
Anthony BotteThe O.N. Equity Sales CompanyPruco Securities, LLC.01-29-2018
Hussein ElgoharyWestPark Capital, Inc.Pruco Securities, LLC.01-29-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.$2501-29-2018
Kurt Ryan DavisMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Madalene HardenMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Christopher Michael DaveyEquity Services, Inc.Pruco Securities, LLC.02-02-2018
Christopher James BarlowPruco Securities, LLC.Pruco Securities, LLC.02-08-2018
Eugene Inchang SongMML Investors Services, LLCPruco Securities, LLC.02-09-2018
Shari Rachel WidlundTransamerica Financial Advisors, IncPruco Securities, LLC.02-12-2018
Guy McCauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
John Emmanuel Llemos IIJ.P. Morgan Securities LLCPruco Securities, LLC.02-13-2018
Rebecca Lynn LackeyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.02-14-2018
Mark BusbyAvantax Investment Services, Inc.Pruco Securities, LLC.02-15-2018
Frank Stephen Hever IIISecurian Financial Services, Inc.Pruco Securities, LLC.$2502-15-2018
Brigid Evans DolanMML Investors Services, LLCPruco Securities, LLC.02-20-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.