Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Thomas HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$101-22-2018
Anthony BotteThe O.N. Equity Sales CompanyPruco Securities, LLC.01-29-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.$101-29-2018
Kurt Ryan DavisMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Madalene HardenMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Guy Raymond MccauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Frank Stephen Hever IIISecurian Financial Services, Inc.Pruco Securities, LLC.$2502-15-2018
Mark Layne BusbyHD Vest Investment ServicesPruco Securities, LLC.02-15-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Teresa Ann HemannLincoln InvestmentPruco Securities, LLC.02-22-2018
Latoya Nichelle OdemsBBVA Securities Inc.Pruco Securities, LLC.03-02-2018
Alan E BoyerSynovus Securities, Inc.Pruco Securities, LLC.$103-05-2018
Brett Christopher LarsonAmeritas Investment Corp.Pruco Securities, LLC.03-07-2018
Donald William Talbert Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.03-09-2018
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
Rachel Ann KurpeU.S. Bancorp Investments, Inc.Pruco Securities, LLC.03-20-2018
Freditas Guillermo UdaniNYLIFE Securities LLCPruco Securities, LLC.03-23-2018
Christopher Edward MaglichHornor, Townsend & Kent, LLCPruco Securities, LLC.03-30-2018
Gennaro CostigliolaQuest Capital Strategies, Inc.Pruco Securities, LLC.04-03-2018
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Audrey Collins MorrisonCairn Financial Advisors, LLCPruco Securities, LLC.04-05-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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