Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
Margeline Gwynne TrippEdward JonesPruco Securities, LLC.09-14-2018
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Aaron L. IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.09-04-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Rodney Smith FrankTandem Securities, Inc.Pruco Securities, LLC.$5008-24-2018
Jeremy Alexander CrewsBBVA Securities Inc.Pruco Securities, LLC.08-22-2018
Safwan Uddin KhanSantander Securities LLCPruco Securities, LLC.08-22-2018
Edgar Lea Carter Jr.Lion Street Financial, LLCPruco Securities, LLC.08-14-2018
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
Nicholas Paul CosentinoKey Investment Services LLCPruco Securities, LLC.08-14-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.08-08-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Daniel Martin HendricksBB&T Securities, LLCPruco Securities, LLC.08-01-2018
Joey Marie OrdwayEdward JonesPruco Securities, LLC.07-30-2018
Lance StephensAllstate Financial Services, LLCPruco Securities, LLC.07-17-2018
Sanjeev ButaniNYLIFE Securities LLCPruco Securities, LLC.07-06-2018
Charlie Alexander Wright IIIEdward JonesPruco Securities, LLC.06-29-2018
Nicole Michelle FinamoreTFS Securities, Inc.Pruco Securities, LLC.06-28-2018
Donald Brian McClellanCovenant Investment Solutions L.L.C.Pruco Securities, LLC.06-27-2018
Jennifer Michelle RomanoCambridge Investment Research, Inc.Pruco Securities, LLC.06-21-2018
Alison Bowman JonesWells Fargo Clearing Services, LLCPruco Securities, LLC.06-21-2018
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Showing 26 to 50 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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