Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luz Angelica BarreraPrincipal Securities, Inc.Pruco Securities, LLC.11-30-2018
Larry James Miranda IIICrown Capital Securities, L.P.Pruco Securities, LLC.11-06-2018
Kevin Peter RocheTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.11-02-2018
David Gerald SternMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-09-2018
Melody Lynn DonnellyTD Ameritrade, Inc.Pruco Securities, LLC.09-28-2018
Jane E. KwounW&S Brokerage Services, Inc.Pruco Securities, LLC.$5009-06-2018
Aaron L. IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.09-04-2018
Steven Douglas McpheeMML Investors Services, LLCPruco Securities, LLC.07-27-2018
Kurt R. JonesJ.P. Morgan Securities LLCPruco Securities, LLC.07-02-2018
Tan M. PhanTan Wealth ManagementPruco Securities, LLC.06-20-2018
Raymond RaiJ.P. Morgan Securities LLCPruco Securities, LLC.04-26-2018
Jeffrey Paul CzajkaLPL Financial LLCPruco Securities, LLC.04-18-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
Gennaro CostigliolaQuest Capital Strategies, Inc.Pruco Securities, LLC.04-03-2018
Eugene Inchang SongMML Investors Services, LLCPruco Securities, LLC.02-09-2018
Hussein ElgoharyWestPark Capital, Inc.Pruco Securities, LLC.01-29-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.