Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Gregory HillNYLIFE Securities LLCPruco Securities, LLC.12-04-2018
Daniel SzmyrkoPruco Securities, LLC.Pruco Securities, LLC.11-27-2018
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Ryan Gabriel ScheidermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-22-2018
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
Austin O'Neill DunykJ.P. Morgan Securities LLCPruco Securities, LLC.09-20-2018
Brian SongJ.P. Morgan Securities LLCPruco Securities, LLC.08-28-2018
Brian Matthew WeinshenkerJ.P. Morgan Securities LLCPruco Securities, LLC.08-14-2018
Frank Llyod DavidsonCadaret, Grant & Co., Inc.Pruco Securities, LLC.$4508-02-2018
Patrick George StewartCadaret, Grant & Co., Inc.Pruco Securities, LLC.08-02-2018
Sanjeev KumarBankers Life Securities, Inc.Pruco Securities, LLC.07-31-2018
Michael ChristodoulouEdward JonesPruco Securities, LLC.$2507-27-2018
Dennis R. MurphyAllstate Financial Services, LLCPruco Securities, LLC.07-13-2018
Peter SamartanoJ.P. Morgan Securities LLCPruco Securities, LLC.07-02-2018
Jorge Alberto Ponce Jr.MML Investors Services, LLCPruco Securities, LLC.05-03-2018
Jason BaribeauKey Investment Services LLCPruco Securities, LLC.05-01-2018
Anthony Dean MazzeiAXA Advisors, LLCPruco Securities, LLC.04-27-2018
James Lloyd SpaceEquity Services, Inc.Pruco Securities, LLC.03-28-2018
Teresa Ann HemannLegend Advisory, LLCPruco Securities, LLC.03-01-2018
John Emmanuel Llemos IIJ.P. Morgan Securities LLCPruco Securities, LLC.02-13-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$5001-22-2018
Bryan S CrowleyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-22-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.