Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Jacob Daniel ExlineWells Fargo Clearing Services, LLCPruco Securities, LLC.12-17-2018
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
Max Richard TurnerWells Fargo Clearing Services, LLCPruco Securities, LLC.12-05-2018
Mona JainACG Advisory Services IncPruco Securities, LLC.11-21-2018
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
Blane Itsuo KagamidaVALIC Financial Advisors, Inc.Pruco Securities, LLC.11-13-2018
Shannon James JohnsonMML Investors Services, LLCPruco Securities, LLC.11-12-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Eric Christopher MaherNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.$1011-06-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Terry Wayne VanwinkleMWA Financial Services Inc.Pruco Securities, LLC.11-02-2018
Sean GerlinEnvision Financial Services & Asset ManagementPruco Securities, LLC.10-31-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Robin Renee WoodellHornor, Townsend & Kent, LLCPruco Securities, LLC.10-22-2018
Ryan Gabriel ScheidermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-22-2018
Jonathan James DiricoAmeriprise Financial Services, Inc.Pruco Securities, LLC.10-19-2018
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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