Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Eva H JonesHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Anna Victoria BodineHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Stephan Michael FarberInscription Capital, LLCRaymond James & Associates, Inc.10-22-2018
Ashley R PottsSage Advisory Services Ltd CoRaymond James & Associates, Inc.10-15-2018
Stanley Eugene AllredAllred Capital Management, LLCRaymond James & Associates, Inc.10-02-2018
James Andrew Harris JrAllred Capital Management, LLCRaymond James & Associates, Inc.10-02-2018
Jonathan Logan AllredAllred Capital Management, LLCRaymond James & Associates, Inc.10-02-2018
Stephen Jay ValellyFuller Wealth Management, LLCRaymond James & Associates, Inc.09-25-2018
Kimberly T AbmeyerFuller Wealth Management, LLCRaymond James & Associates, Inc.09-25-2018
Frances Frazer MooreWaterloo Capital ManagementRaymond James & Associates, Inc.04-17-2018
Betty Jean AriasWaterloo Capital ManagementRaymond James & Associates, Inc.$5004-17-2018
Lori Gann MorrisCalton & Associates, Inc.Raymond James & Associates, Inc.$15004-16-2018
Daniel Lord AustinRBC Capital Markets, LLCRaymond James & Associates, Inc.$10004-09-2018
Patrick SmithLavaca Capital, LLCRaymond James & Associates, Inc.02-15-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.