Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ann BartonWoodbury Financial Services, Inc.SII Investments, Inc.$3201-16-2018
Charles Thomas Puccio IIIPrivate Client Services, LLCSII Investments, Inc.$2501-15-2018
Danielle Marie McClenahanSecurities America, Inc.SII Investments, Inc.06-05-2018
Eric Paul DensonPrivate Client Services, LLCSII Investments, Inc.03-23-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.01-12-2018
Jason Alan DumontPrivate Client Services, LLCSII Investments, Inc.01-15-2018
Jeanann M. KramerCUSO Financial Services, L.P.SII Investments, Inc.01-16-2018
Jeffrey D. McCabeCharles Schwab & Co., Inc.SII Investments, Inc.02-28-2018
Jesse David WagnerCetera Advisor Networks LLCSII Investments, Inc.03-27-2018
Joe Henry Ledford Jr.Woodbury Financial Services, Inc.SII Investments, Inc.01-30-2018
John Francis NewsholmeRoyal Alliance Associates, Inc.SII Investments, Inc.$5002-06-2018
Keith Warren SplainAmerican Portfolios Financial Services, Inc.SII Investments, Inc.$1001-12-2018
Kevin Allan KrugerKruger Wealth Management, Inc.SII Investments, Inc.01-16-2018
Mark Gordon MathenyWaddell & ReedSII Investments, Inc.02-15-2018
Matthew Ray BottClient One Securities LLCSII Investments, Inc.04-13-2018
Michael A. SeiterCharles Schwab & Co., Inc.SII Investments, Inc.05-11-2018
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
Rudolf VanoeverenPeak Brokerage Services, LLCSII Investments, Inc.01-22-2018
Ruth A TsakonasWoodbury Financial Services, Inc.SII Investments, Inc.01-12-2018
Ryan Robert GeschkeLPL Financial LLCSII Investments, Inc.02-28-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Timothy Charles SullivanInternational Assets Investment Management, LLCSII Investments, Inc.01-11-2018
Todd Michael GerbigWoodbury Financial Services, Inc.SII Investments, Inc.$17802-13-2018

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.