Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jacob BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Alex ShvartsmanTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Anthony M. DomenellaBancWest Investment Services, Inc.Scottrade, Inc.05-16-2018
Arturo Antonio AvilesTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Beth A. PeacockTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Brad J. MeadorVALIC Financial Advisors, Inc.Scottrade, Inc.03-05-2018
Bradley Gary WobigMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-09-2018
Bradley J SchmitzLPL Financial LLCScottrade, Inc.05-15-2018
Brandise Marie DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-14-2018
Brian Christopher SelfCitizens Securities, Inc.Scottrade, Inc.03-29-2018
Bruce Edmund Hutchins Jr.TD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Cassidy L. GouldTD Ameritrade Investment Management, LLCScottrade, Inc.01-18-2018
Charles Francis ScullyTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$1004-19-2018
Christina Ann TuckerEdward JonesScottrade, Inc.03-07-2018
Christopher Alfred BeatriceJ.P. Morgan Securities LLCScottrade, Inc.06-06-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
Cole Christopher AdamsonMorgan StanleyScottrade, Inc.05-18-2018
Corey Wayne GravingTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Cynthia Lynn EarlyTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Cyrus Scott Smith Jr.CUSO Financial Services, L.P.Scottrade, Inc.$5004-16-2018
David PukaMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-08-2018
David Stuart Harden IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2018
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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