Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Carmen MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven L. PowellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Arthur BuffingtonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Roy HeddingerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Larry David CurranRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Alan KinradeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Lowell Keith WhislerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Scot David OgrenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Eugene FortRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William John Lake Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Randy Dale RussellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Lee StrellnerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Scott Allen AndersonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Terry Lee SheelerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Edward GoedersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Ray O'BrienRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barry Curtis JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Dean FullerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jonathon Paul PiphoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Patricia Ann JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Chadwic Joseph SarsfieldRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sean Michael RiceRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kevin Joseph WadleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Diana Lynne FarrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Darrel Dean PeckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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