Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Dean BradleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Joseph FiegaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony James MuddRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Arthur Leonard Roberson Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bradley Alan WarnerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bruce Edward UllrichRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bryan David TribleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bryon Eugene FoleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Carmen Lionel KilgoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$4011-02-2018
Carol Makris JordanRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Chad Eric KennedyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Charles Leroy Wright Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Christine Zweber KonvolinkaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cindy Hsin GretschmannRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
David Bruce StockerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David Daniel HollandsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Lewis SchreurRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Michael FairmanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Donald De Lyl HanniRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Jason DrobnyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5611-02-2018
Elisha William SterlingRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Evan P. DaunhauerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Fitzgerald CharlierCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Garrick Jeffrey LynchRoyal Alliance Associates, Inc.Signator Investors, Inc.$4611-02-2018
Greg Raymond BlunkRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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