Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Bryon Eugene Foley | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Nathaniel Arnold Turner | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Philip Andrew Kostaroff | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Cindy Hsin Gretschmann | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $25 | 11-02-2018 |
| Carmen Lionel Kilgore | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $40 | 11-02-2018 |
| Garrick Jeffrey Lynch | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $46 | 11-02-2018 |
| Steven Thomas Dum | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Jeffrey Robert Ritter | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Melchor Elvie Muzkiz | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| David Daniel Hollands | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Jennifer Mary Keck | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $50 | 11-02-2018 |
| Douglas Jason Drobny | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $56 | 11-02-2018 |
| Carol Makris Jordan | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| Anthony James Mudd | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| David Bruce Stocker | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $100 | 11-02-2018 |
| John Eric Hill | Cambridge Investment Research, Inc. | Signator Investors, Inc. | $100 | 01-16-2018 |
| Raymond Thomas Blunk | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $150 | 11-02-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
