Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Thomas ReylingRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
James Joseph Kelly Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Glen SherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Beverly Ann WendtRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Keith Robert MactavishRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Paul David GoldhirschRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Aniello Nicola FranzeseRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kevin Francis DoughertyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Joseph Steven PortoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mitchell Kevin FosterRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Stephen McNierney Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Goran LjuljicRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Thomas SullivanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Marlowe Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Gerrod CorcoranRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Reginald JonesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Richard BrownRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ewart T GreenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Samuel SinetarRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert A TavarezRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Nicholas MayoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Lawrence Stephen LorussoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barbara Ann BertrandRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Nicholas John TzoumasRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Nicholas LeonardoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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