Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Barrett ParkerRoyal Alliance Associates, Inc.Signator Investors, Inc.$21211-02-2018
Joseph Herbert StorthzRoyal Alliance Associates, Inc.Signator Investors, Inc.$20011-02-2018
Ross Lee JeterRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Johnathan SmithRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jennifer Lynn ScrogginsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Dale Carpenter Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ellen Kay TimberlakeRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frank Byrd ArnoldRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Clayton Houston MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John William JamesRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Ronald Sinclair EmmertRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Elizabeth Ann ValentiRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Leonard Aaron Goodman IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2411-02-2018
Timothy Joe FoxRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
David Leonard WhitfieldRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Glendell Mack BakerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Samuel Robert LeeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Andrew AguirreRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Douglas GleasonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sheri Lynn HensleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Randall Earl FearsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roland CuellarRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Arthur Dickson Wharton IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John George DemchsakRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Damon Michael Young Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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