Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Jacob Allen PerkinsKestra Investment Services, LLCSignator Investors, Inc.11-20-2018
Brandon Thomas PatroneEdward JonesSignator Investors, Inc.11-19-2018
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
Dan MaizelNorthwest Investment Advisors, Inc.Signator Investors, Inc.11-09-2018
Joseph Nicholas CantoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$2,00011-02-2018
John Patrick KeenanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Chad Eldridge BatesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Eric Clayton PritzRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Gary Stephen MartinRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Robert C PapaRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Sonnie Onaona KokoRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Craig Luther PattersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$29911-02-2018
Charles Leslie Frazier IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$29411-02-2018
Pete Chris StamatisRoyal Alliance Associates, Inc.Signator Investors, Inc.$25011-02-2018
Judith Ann JarossRoyal Alliance Associates, Inc.Signator Investors, Inc.$24711-02-2018
Jennifer KimRoyal Alliance Associates, Inc.Signator Investors, Inc.$23511-02-2018
Payam TaghibagiRoyal Alliance Associates, Inc.Signator Investors, Inc.$21411-02-2018
Donna Barrett ParkerRoyal Alliance Associates, Inc.Signator Investors, Inc.$21211-02-2018
Pierre M AwadallaRoyal Alliance Associates, Inc.Signator Investors, Inc.$20611-02-2018
Joseph Herbert StorthzRoyal Alliance Associates, Inc.Signator Investors, Inc.$20011-02-2018
Susan Marie EllisRoyal Alliance Associates, Inc.Signator Investors, Inc.$16911-02-2018
Mark Edward CopelandRoyal Alliance Associates, Inc.Signator Investors, Inc.$16811-02-2018
Terence E. DacunhaRoyal Alliance Associates, Inc.Signator Investors, Inc.$15511-02-2018
James Richard WisniewskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Next Page »

Showing 1 to 25 of 1,133 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.