Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Thomas BlunkRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Carol Makris JordanRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Anthony James MuddRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David Bruce StockerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Douglas Jason DrobnyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5611-02-2018
Steven Thomas DumRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey Robert RitterRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Melchor Elvie MuzkizRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Daniel HollandsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jennifer Mary KeckRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Garrick Jeffrey LynchRoyal Alliance Associates, Inc.Signator Investors, Inc.$4611-02-2018
Carmen Lionel KilgoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$4011-02-2018
James Michael Vandy Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Norman David RaymerRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Lyle Lee FiselRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Kenneth Eugene Varndell IIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Timothy John NamisnakRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Lisa Lynn WatermanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Bryon Eugene FoleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Nathaniel Arnold TurnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Philip Andrew KostaroffRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Cindy Hsin GretschmannRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
James Michael BurkertRoyal Alliance Associates, Inc.Signator Investors, Inc.$2311-02-2018
Rebecca Jane ThompsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Charles Leroy Wright Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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