Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rashad Dale SullivanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Strategic Advisers LLC11-28-2018
Ryan Charles Nicholas MayerAXA Advisors, LLCStrategic Advisers LLC08-20-2018
Nestor M. VargasGreen Mountain PlanningStrategic Advisers LLC08-09-2018
Michael James McWhinnieLegacy Financial Advisors, Inc.Strategic Advisers LLC08-03-2018
Barry Edward Seymour Jr.Morgan StanleyStrategic Advisers LLC08-02-2018
Michael W. MackeyEdward JonesStrategic Advisers LLC07-27-2018
Jonathan Tyler EmrickTrue Wealth Design, LLCStrategic Advisers LLC07-13-2018
Paul Michael Rahn Jr.The SumStrategic Advisers LLC07-11-2018
Nicholas W. KingTD Ameritrade Investment Management, LLCStrategic Advisers LLC07-03-2018
Rajiv Ritesh MehtaMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC07-02-2018
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-18-2018
Devin Michael CallinanUBS Financial Services Inc.Strategic Advisers LLC06-13-2018
Cameron Jaimes KilleenCNR Securities, LLCStrategic Advisers LLC06-08-2018
Dave Richard DelfinoEssex Financial Services, Inc.Strategic Advisers LLC$15006-04-2018
Steven Mark DraczynskiCommonwealth Financial NetworkStrategic Advisers LLC06-04-2018
Nancy AgaibyVoya Financial Advisors, Inc.Strategic Advisers LLC$10005-21-2018
Casey Elsworth MarksLPL Financial LLCStrategic Advisers LLC05-17-2018
Ning GuoMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC05-15-2018
Kyle Heinrich BuchbachMorgan StanleyStrategic Advisers LLC05-09-2018
Michael Christopher LowderJ.P. Morgan Securities LLCStrategic Advisers LLC04-30-2018
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-30-2018
Josue Eduardo GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-26-2018
Maie Raafat IbrahimLPL Financial LLCStrategic Advisers LLC04-25-2018
Jonathan Robert LitmerAmeriprise Financial Services, Inc.Strategic Advisers LLC04-24-2018
Bryce R. JenkinsRoyal Alliance Associates, Inc.Strategic Advisers LLC04-23-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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