Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Lee OrlandoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Brian Russell SnersonPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Christopher George StappasPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
David Ira FischbachPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
David Richard ChepauskasPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
David XiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Gregory EspositoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Gregory JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Joseph William SpadaPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Kenneth Dennis DurfeePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Kevin Phillip RexPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Mark John OlearyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Martin James McGinleyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Michael Joseph AloiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Nicholas E SiminiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Robert Kenneth BongiovanniPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Russell Paige SmithPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Wes Lee SteinerPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
William James Obrien Jr.Purshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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