Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Everett Andrew WilkersonCapital Investment Advisors, LLCTD Ameritrade, Inc.01-11-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Andrew Lee GryszowkaFisher InvestmentsTD Ameritrade, Inc.01-09-2019
Christopher KennyFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.01-07-2019
Jonathon Lane LambUnited Capital Financial AdvisersTD Ameritrade, Inc.12-27-2018
Deepinder Kaur GillCUSO Financial Services, L.P.TD Ameritrade, Inc.12-26-2018
Jason Reid ThompsonFidelity Brokerage Services LLCTD Ameritrade, Inc.12-22-2018
Haris MutapcicFidelity Personal and Workplace AdvisorsTD Ameritrade, Inc.12-21-2018
Sean William BeckCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-20-2018
Stephan Marcus HouseTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.12-19-2018
David Christopher BrownCUNA Brokerage Services, Inc.TD Ameritrade, Inc.12-17-2018
Scott Takashi IshikawaCetera Investment Services LLCTD Ameritrade, Inc.$2512-13-2018
Kathryn Marie RodriguezCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Dylan Andrew HengCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-10-2018
Timothy Dorje ParkerPruco Securities, LLC.TD Ameritrade, Inc.12-10-2018
Matthew Nathan EglsederRBC Capital Markets, LLCTD Ameritrade, Inc.12-07-2018
Zachary Matthew SauerSecurian Financial Services, Inc.TD Ameritrade, Inc.12-06-2018
David Benjamin SiegelJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-05-2018
Robert Wayne ScruggsJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-04-2018
Rafael Clievert OtoyaFisher InvestmentsTD Ameritrade, Inc.12-04-2018
John Daniel BlueJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-29-2018
Savannah Othine RichardsonWells Fargo Advisors Financial Network, LLCTD Ameritrade, Inc.11-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.