Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Boriss BikosviliJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-18-2018
Juan Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-10-2018
James Peter PadillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.08-15-2018
Todd Douglas ReinhartBeacon Pointe Advisors, LLCTD Ameritrade, Inc.08-15-2018
Charles Jessie SailorMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.07-25-2018
James Arthur RumphJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-13-2018
Michael Sylvester RodriguezAmeriprise Financial Services, Inc.TD Ameritrade, Inc.06-08-2018
Joel Martin DunbarLPL Financial LLCTD Ameritrade, Inc.06-04-2018
Thomas O. KarnJ.P. Morgan Securities LLCTD Ameritrade, Inc.$80005-30-2018
Esther Natalie GabrielUnionBanc Investment Services, LLCTD Ameritrade, Inc.05-16-2018
Angel J. EstradaUnionBanc Investment Services, LLCTD Ameritrade, Inc.05-07-2018
John Mark LeeBancWest Investment Services, Inc.TD Ameritrade, Inc.$50004-03-2018
James Anthony MellonCanter WealthTD Ameritrade, Inc.03-30-2018
Heather Ann ChristensenJ.P. Morgan Securities LLCTD Ameritrade, Inc.03-28-2018
Jeffrey Stephen FidelMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-22-2018
Mark K TagawaGWFS Equities, Inc.TD Ameritrade, Inc.$50002-15-2018
Joshua Emile SilvermanJ.P. Morgan Securities LLCTD Ameritrade, Inc.$10001-17-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.