Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher KennyFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.01-07-2019
Jonathon Lane LambUnited Capital Financial AdvisersTD Ameritrade, Inc.12-27-2018
Sean William BeckCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-20-2018
Stephan Marcus HouseTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.12-19-2018
Kathryn Marie RodriguezCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2018
David Benjamin SiegelJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-05-2018
Robert Wayne ScruggsJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-04-2018
Bradford Taylor HardyTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.11-27-2018
Marco CorreaUBS Financial Services Inc.TD Ameritrade, Inc.11-26-2018
Benjamin Joshua DethlefsJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-20-2018
Fabio Henrique Esteves JoaquimCharles Schwab & Co., Inc.TD Ameritrade, Inc.11-16-2018
Mary Ann PervisCetera Investment Services LLCTD Ameritrade, Inc.10-26-2018
Jeffrey F. BeckE*TRADE Securities LLCTD Ameritrade, Inc.10-22-2018
Tanya SrivastavaCharles Schwab & Co., Inc.TD Ameritrade, Inc.10-17-2018
John Gregory JacobsonTL Private WealthTD Ameritrade, Inc.10-17-2018
William Jeffrey ByrumTL Private WealthTD Ameritrade, Inc.10-17-2018
Arizechukwu Chikaosolu OkaforCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-28-2018
Keren J. EliasCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-27-2018
Steven Andrew MillerCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-26-2018
Matthew Boyd NekuzaCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-18-2018
Michael J. FerryJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-12-2018
Fred Llego LeanoJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-11-2018
David Robert HarrisUSAA Financial Advisors, Inc.TD Ameritrade, Inc.08-30-2018
Tondra Renette FloresCharles Schwab & Co., Inc.TD Ameritrade, Inc.08-20-2018
Laurie Lynn DavisCharles Schwab & Co., Inc.TD Ameritrade, Inc.08-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.