Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Aleksei MoshiashviliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2018
Alex A VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Alex A WanermanFidelity Brokerage Services LLCUBS Financial Services Inc.09-26-2018
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Alfred Jude ClemensRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Amit JosefAvitas Wealth Management, LLCUBS Financial Services Inc.11-13-2018
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Andrew HutchesonRaymond JamesUBS Financial Services Inc.$20002-01-2018
Andrew Porter McNamaraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2019
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Angelina SillerCiti Private Advisory, LLCUBS Financial Services Inc.07-24-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Anthony Joseph Landi JrKestra Investment Services, LLCUBS Financial Services Inc.05-23-2018
Antonel UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-20-2018
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Benjamin Hilliard ClarkHeadInvestUBS Financial Services Inc.07-17-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Benjamin Maxwell JaffeDeutsche Bank Securities Inc.UBS Financial Services Inc.02-14-2018
Benjamin Neil CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-11-2018
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Showing 1 to 25 of 275 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.