Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blanca T SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Evan Michael MoskowitzFidelity Brokerage Services LLCUBS Financial Services Inc.12-19-2018
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5511-01-2018
Ricardo HellmundStelac Advisory Services LLCUBS Financial Services Inc.10-31-2018
David George HenriksonRBC Capital Markets, LLCUBS Financial Services Inc.$5010-26-2018
Vincent Francis Scorza IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-22-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5509-25-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
Owen WilsonBB&T Securities, LLCUBS Financial Services Inc.08-06-2018
Carolyn Marie FilaskyLPL Financial LLCUBS Financial Services Inc.$2508-01-2018
Dean Dancer TJ Goelz Steven Grossman Joe MalaveRaymond JamesUBS Financial Services Inc.$48005-24-2018
Ryan Edward KinserRaymond James Financial Services, Inc.UBS Financial Services Inc.05-11-2018
Joe MalaveRaymond James & Associates, Inc.UBS Financial Services Inc.05-04-2018
Thomas Joseph GoelzRaymond James & Associates, Inc.UBS Financial Services Inc.05-04-2018
Dean Dougals DancerRaymond James & Associates, Inc.UBS Financial Services Inc.05-04-2018
Steven Lee GrossmanRaymond James & Associates, Inc.UBS Financial Services Inc.05-04-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Corey A Atterbury Steadman JrRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Dean HooverRaymond JamesUBS Financial Services Inc.$7004-09-2018
Larrie Dean Hoover JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$2503-29-2018
Steven CordobaJ.P. Morgan Securities LLCUBS Financial Services Inc.03-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.