Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Paul Raymond HakelMid Atlantic Capital CorporationUBS Financial Services Inc.12-13-2018
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Thomas Lane EppersonRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Martin Edward WilhelmyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2018
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$10211-30-2018
Theodore Ronald MeihoferRaymond James & Associates, Inc.UBS Financial Services Inc.$1011-30-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Renee Ann MilyioriJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-29-2018
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
Patrick DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Michael Steven MartinRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Thomas William HarrisWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-26-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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