Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Najee R. WardNorthwestern Mutual Investment Services, LLCUSAA Investment Management Company11-21-2018
Brian N TobinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company11-14-2018
Patrick Thomas NolanMML Investors Services, LLCUSAA Investment Management Company11-08-2018
Carlos Ivan FierroTD Ameritrade Investment Management, LLCUSAA Investment Management Company11-02-2018
Brittney Leigh HopkinsFidelity Brokerage Services LLCUSAA Investment Management Company05-03-2018
Geraldo Saldana ReyesLPL Financial LLCUSAA Investment Management Company05-01-2018
Youree Henry McBride Jr.LPL Financial LLCUSAA Investment Management Company05-01-2018
Richard Alan PoligalaLPL Financial LLCUSAA Investment Management Company$5004-24-2018
Max RodriguezLPL Financial LLCUSAA Investment Management Company04-02-2018
Heidi Jai MaloneLPL Financial LLCUSAA Investment Management Company$5004-02-2018
Robert Timothy HarlanLPL Financial LLCUSAA Investment Management Company04-02-2018
Jennifer Caroline HollersSVB Wealth Advisory, Inc.USAA Investment Management Company03-30-2018
John Richard Lander Jr.LPL Financial LLCUSAA Investment Management Company$20003-23-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.