Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Willis LesterH. Beck, Inc.Waddell & Reed$5010-26-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Ryan Matthew GilbertAmeriprise Financial Services, Inc.Waddell & Reed03-08-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Scott Allen BoschWoodbury Financial Services, Inc.Waddell & Reed01-25-2018
Scott Andraius MussLPL Financial LLCWaddell & Reed07-26-2018
Scott Edward ManleyMutual Securities, Inc.Waddell & Reed$1,00008-22-2018
Shawn K. SchuylerUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed07-02-2018
Sibyl Steverson SladeInvestacorp, Inc.Waddell & Reed01-24-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Steven C. MacnearNext Financial Group, Inc.Waddell & Reed$1009-12-2018
Steven Victor KajalaPruco Securities, LLC.Waddell & Reed08-14-2018
Tanner K. JohnsonArete Wealth Management, LLCWaddell & Reed03-09-2018
Thomas Adron TrantumAmeriprise Financial Services, Inc.Waddell & Reed06-29-2018
Thomas Michael SmithLPL Financial LLCWaddell & Reed09-28-2018
Timothy Charles FastPackerland Brokerage Services, Inc.Waddell & Reed$5002-16-2018
Timothy Sartin WilkinsKovack Securities Inc.Waddell & Reed$1002-12-2018
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Tyler John TongLPL Financial LLCWaddell & Reed03-26-2018
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018
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Showing 76 to 100 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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