Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-04-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Edward Camden WerntzLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Robert Autrey WilliamsLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Ronald Eugene MillerMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC12-15-2018
Lemuel Benton MontgomeryLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-14-2018
Scott Edward BishopLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10011-19-2018
Thomas Patrick MountainLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-19-2018
Robert Edward StanwoodLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2511-19-2018
David Lee KoppLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-08-2018
Michael George CeratoCantella & Co., Inc.Wells Fargo Advisors Financial Network, LLC$10011-06-2018
James Donald AbagisCantella & Co., Inc.Wells Fargo Advisors Financial Network, LLC11-06-2018
Richard Lee Toelle Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5011-01-2018
Jeffrey Ryan KlineTriad Advisors LLCWells Fargo Advisors Financial Network, LLC$5010-31-2018
Yancy Dwayne SpiveyFirst Financial Equity CorporationWells Fargo Advisors Financial Network, LLC10-18-2018
Joel David OrrisCoastal Equities, Inc.Wells Fargo Advisors Financial Network, LLC$5010-16-2018
Brian Daniel HaehlAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-12-2018
Erin Marie KinneyArkfeld Wealth Strategies, L.L.C.Wells Fargo Advisors Financial Network, LLC10-02-2018
Eliot Snow HowellLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5009-26-2018
Michael Jon LantzLantz Financial LLCWells Fargo Advisors Financial Network, LLC09-24-2018
Daniel Bryan RohlfingLantz Financial LLCWells Fargo Advisors Financial Network, LLC09-24-2018
Jeffrey Donald LottUnited Planners' Financial Services of America A Limited PartnerWells Fargo Advisors Financial Network, LLC$10009-14-2018
Michael Stanley MarionUnited Planners' Financial Services of America A Limited PartnerWells Fargo Advisors Financial Network, LLC$5009-14-2018
Ryan Patrick HigginsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-31-2018
Aileen Joy YoshidaLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2508-30-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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