Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BonnemaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-06-2018
Aaron Christopher PrinceVanguard Marketing CorporationWells Fargo Clearing Services, LLC07-20-2018
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Stephen PierettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Abby Renee MackCetera Advisor Networks LLCWells Fargo Clearing Services, LLC03-01-2018
Adam Douglas MacdonaldFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC06-01-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Adam Jason HendersonLPL Financial LLCWells Fargo Clearing Services, LLC$5005-10-2018
Adam Joseph MedinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$19101-24-2018
Adam Samuel MaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-27-2018
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Adejanira F. BishopUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-08-2018
Adel TalebpourNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC08-10-2018
Adrian A. CalderaCiti International Financial Services LLCWells Fargo Clearing Services, LLC05-24-2018
Adrienne Elizabeth BrownAmuni Financial, Inc.Wells Fargo Clearing Services, LLC10-22-2018
Alain Maurice ConnellyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15002-28-2018
Alan Albert DaviesInvestment Management GroupWells Fargo Clearing Services, LLC01-12-2018
Alan Jed RafferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$13302-16-2018
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Albert Pingree Herzog IVPrivate Client Services, LLCWells Fargo Clearing Services, LLC06-04-2018
Alejandro BarriosJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-05-2018
Alen Jerry PellerinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-28-2018
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Showing 1 to 25 of 1,146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.