Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC12-27-2018
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Daniel PegueroEquity Services, Inc.Wells Fargo Clearing Services, LLC12-12-2018
Byron Lowell DonaldsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-15-2018
Earl Lowry SistrunkWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-09-2018
Andres Benjamin SchumacherSynovus Securities, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
John Lawrence PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Travis James ReapAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-24-2018
Ryan George ReaggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2018
Michael J. DesantisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
John Anthony MeloLPL Financial LLCWells Fargo Clearing Services, LLC07-23-2018
Andrew Atkins DarcyVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Raymond Thomas BridgesBridges Capital LLCWells Fargo Clearing Services, LLC07-20-2018
April Vincent SmithFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-12-2018
Christopher G. WentworthSynovus Securities, Inc.Wells Fargo Clearing Services, LLC07-09-2018
Donald Ashley ButcherSeven Hills Financial, LLCWells Fargo Clearing Services, LLC05-30-2018
Gary Neil WeissmanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-18-2018
Juan Carlos BastidaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-18-2018
Leo Frederick Sage IVLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
David C. GornitzkyLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
Vasilia Georgoudiou GrantSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-18-2018
Timothy S. MagidMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-06-2018
Daniel Laurence MolineauxMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-05-2018
Leinzs Fredda VincentMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-29-2018
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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