Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Elizabeth Anne MariacaMariaca Wealth Management, LLCWells Fargo Clearing Services, LLC12-14-2018
Daniel Joseph AbrahamsohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-14-2018
Daniel PegueroEquity Services, Inc.Wells Fargo Clearing Services, LLC12-12-2018
Carlos Enrique VandervisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
John Anthony GiamancoTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC11-28-2018
Jose Enrique ArzolaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-06-2018
Andres Benjamin SchumacherSynovus Securities, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Ernest Angelo JohnstonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-23-2018
Adrienne Elizabeth BrownAmuni Financial, Inc.Wells Fargo Clearing Services, LLC10-22-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Jennifer Lynn StutlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-18-2018
Cindy Maria FortinWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-12-2018
Daniel Jason KirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-11-2018
Hermes MateoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-09-2018
Rebecca V. BromleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-08-2018
John Lawrence PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Dillon Robert NewJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-25-2018
Paul R. VosslerHornor, Townsend & Kent, LLCWells Fargo Clearing Services, LLC09-11-2018
Christina Ann BylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-04-2018
Erick Greiner BassalobreItau International Securities Inc.Wells Fargo Clearing Services, LLC08-28-2018
Travis James ReapAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-24-2018
Ryan George ReaggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2018
Michael J. DesantisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
Ashley Susan ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-10-2018
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.