Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua A. BlackFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Christopher R. PerkinsInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-08-2019
Jacqueline Ann RiveraBBVA Securities Inc.Wells Fargo Clearing Services, LLC12-27-2018
Roman Feagins ReedOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$8412-07-2018
Matthew Blaine MilnerBOK Financial Securities, Inc.Wells Fargo Clearing Services, LLC$10012-03-2018
Tony Alfredo MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2018
David Jerome FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-20-2018
Richard Patrick GleasonPrivate Client Services, LLCWells Fargo Clearing Services, LLC11-15-2018
Richard A. RobinsonPrime Capital Investment Advisors, LLCWells Fargo Clearing Services, LLC11-15-2018
Paul Tyler HenleyFarris Capital Management Inc.Wells Fargo Clearing Services, LLC11-02-2018
Michael Burns CollierFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Christopher T. CuneoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-17-2018
Kyle Blake HilsbergAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-10-2018
Jason Brian HollandJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10010-08-2018
Sarah Rebecca FaltotJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-05-2018
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Gerald Alan GalbraithRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00010-05-2018
Catherine Galbraith ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00010-05-2018
Iantha Kay HartgravesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC10-05-2018
Kostas Kenneth LueckerLPL Financial LLCWells Fargo Clearing Services, LLC10-04-2018
Ying ClavellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-28-2018
Joey Dwayne SagerVenturi Private WealthWells Fargo Clearing Services, LLC$10009-21-2018
Dewayne Alfred CrunkVenturi Private WealthWells Fargo Clearing Services, LLC$5009-21-2018
Cesar Stanley MartinezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-19-2018
Ivan ValadezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-12-2018
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.