Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawna Dorsia Anderson ReevesAllstate Financial Services, LLCPrincipal Securities, Inc.01-10-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Donald Howard HartAllstate Financial Services, LLCOneAmerica Securities, Inc.12-20-2018
Sherri Yvonne ThomasAllstate Financial Services, LLCCUNA Brokerage Services, Inc.12-13-2018
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.12-11-2018
Kenneth Arthur CormierAllstate Financial Services, LLCNYLIFE Securities LLC12-10-2018
James Delis Simmons Jr.Allstate Financial Services, LLCThe Leaders Group, Inc.12-05-2018
Victoria DickersonAllstate Financial Services, LLCRoyal Alliance Associates, Inc.11-30-2018
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.11-15-2018
Hanh T. TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Christopher C. KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Heather Rogers HollowayAllstate Financial Services, LLCNationwide Securities, LLC10-19-2018
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Mark Andrew AshworthAllstate Financial Services, LLCMML Investors Services, LLC10-05-2018
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Jeffrey S. JeterAllstate Financial Services, LLCOneAmerica Securities, Inc.09-26-2018
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Stephen PetersenAllstate Financial Services, LLCInteractive Financial Advisors09-21-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Virginia Landis PenlandAllstate Financial Services, LLCTransamerica Financial Advisors, Inc08-30-2018
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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