Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Daniel, Bryan DanielAmeriprise Financial Services, Inc.Morgan Stanley$32801-12-2018
Frank Frederick PatrickAmeriprise Financial Services, Inc.B. Riley Wealth Management$15001-12-2018
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Bryan Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Gary Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Kristopher Raworth WallAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-12-2018
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5001-17-2018
Roger Deveney DaelAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-17-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Robert Carter Lachney Jr.Ameriprise Financial Services, Inc.LPL Financial LLC01-19-2018
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Jorge Louis TorrensAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-25-2018
Stuart Ray MillerAmeriprise Financial Services, Inc.Cutter & Company, Inc.01-30-2018
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise Financial Services, Inc.MML Investors Services$29402-01-2018
Marc Leonard BreuerAmeriprise Financial Services, Inc.Benjamin F. Edwards & Company, Inc.$25002-01-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
James Lee PhillipsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
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Showing 1 to 25 of 520 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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