Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald James MatthewsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-10-2019
Stacie Lynn LeakeAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Jessica Lynn KruseyAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-26-2018
Hunter A. HaydenAmeriprise Financial Services, Inc.PlanMember Securities Corporation09-21-2018
Danielle Kathrine VigneaultAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Travis TrettinAmeriprise Financial Services, Inc.Principal Securities, Inc.09-17-2018
Cody Michael OkeefeAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.09-07-2018
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Jennifer Lee EmblerAmeriprise Financial Services, Inc.Signator Investors, Inc.06-19-2018
Rikki Mara OrloffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-15-2018
Michael Sylvester RodriguezAmeriprise Financial Services, Inc.TD Ameritrade, Inc.06-08-2018
Taylor Marie JohnsonAmeriprise Financial Services, Inc.Scottrade, Inc.06-04-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
William E. SnelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-25-2018
Daniel Christopher DamoreAmeriprise Financial Services, Inc.Key Investment Services LLC05-09-2018
Helene Claire JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-23-2018
David John PintoAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC04-20-2018
Quynh Ngoe DaoAmeriprise Financial Services, Inc.MML Investors Services, LLC02-09-2018
Andrew D. SegoviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-07-2018
Michael John PaganucciAmeriprise Financial Services, Inc.Morgan Stanley$1904-20-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Stephanie Nicole AtallaAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.$2507-27-2018
Robert Richard Graham IIIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-01-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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