Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council$1001-11-2019
Keith Matthew KordichAmeriprise Financial Services, LLCMorgan Stanley$10001-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Donald James MatthewsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Gregory Andrew LemonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-08-2019
Joe Tom King Jr.Ameriprise Financial Services, LLCRaymond James & Associates, Inc.$23901-04-2019
Richard Evelyn WaceAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-04-2019
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-04-2019
Susan Caroline BlackerbyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2501-04-2019
Noah Hill KingAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10001-04-2019
David Charles TuretzkyAmeriprise Financial Services, LLCLiberty Partners Capital Management, LLC$2501-02-2019
Stanley Anthony Kosack IIIAmeriprise Financial Services, LLCBLU Collar Wealth Management LLC$1001-02-2019
Lisa Rene HansonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2019
David BerryAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Eric Travis RoarkAmeriprise Financial Services, LLCOppenheimer & Co. Inc.12-26-2018
Linda Ann BauwensAmeriprise Financial Services, LLCThrivent Investment Management Inc.12-21-2018
Timothy Harold PlungisAmeriprise Financial Services, LLCLighthouse Financial Management, LLC12-21-2018
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC$2512-19-2018
Gordon Leonard BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-18-2018
Andrew Ryan JonesAmeriprise Financial Services, LLCARGI Investment Services, LLC12-18-2018
Gregory Charles KeilAmeriprise Financial Services, LLCCUSO Financial Services, L.P.12-17-2018
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.