Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Charles PhilportAmeriprise Financial Services, LLCAXA Advisors, LLC11-07-2018
Robin K CatanioAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Joanna Maria JervisAmeriprise Financial Services, LLCSummit Brokerage Services, Inc.08-16-2018
Stephen Andrew OrenchukAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-20-2018
Cynthia EngliseAmeriprise Financial Services, LLCMorgan Stanley06-01-2018
Eva Judy TeilborgAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Liet C. HanAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC02-08-2018
William Francis Corcoran Jr.Ameriprise Financial Services, LLCAvantax Investment Services, Inc.02-06-2018
John Joseph DipietroAmeriprise Financial Services, LLCSecurian Financial Services, Inc.01-17-2018
David Charles TuretzkyAmeriprise Financial Services, LLCLiberty Partners Capital Management, LLC$2501-02-2019
James Joon ChaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$3207-20-2018
Jason Andrew TaubAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5011-15-2018
Howard Russell RenziAmeriprise Financial Services, LLCAvantax Investment Services, Inc.$5002-01-2018
Derrick Shane ClarkAmeriprise Financial Services, LLCHeritage Investment Partners, LLP$7904-03-2018
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-04-2019
Jill WilliamsAmeriprise Financial Services, LLCMML Investors Services, LLC$10005-25-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.