Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morgan PaceBBVA Securities Inc.TD Ameritrade Investment Management, LLC01-16-2018
Timothy J MangusBBVA Securities Inc.TD Ameritrade, Inc.02-07-2018
Latoya Nichelle OdemsBBVA Securities Inc.Pruco Securities, LLC.03-02-2018
Luis Felipe CastilloBBVA Securities Inc.Frost Brokerage Services, Inc.03-30-2018
Kathy Latisha PhillipsBBVA Securities Inc.Farmers Financial Solutions, LLC04-17-2018
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Daniel ArmendarizBBVA Securities Inc.J.P. Morgan Securities LLC07-02-2018
Roberto Tomas MontesBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-30-2018
Gordon Marshall BuskirkBBVA Securities Inc.NYLIFE Securities LLC07-31-2018
Denver L ChildsBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Sean M. MaleyBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Joseph Anthony BarbourBBVA Securities Inc.J.P. Morgan Securities LLC11-06-2018
Jose Wilfredo PalaciosBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2018
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Laurie Anne BenchotBBVA Securities Inc.BOK Financial Services, Inc.11-26-2018
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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