Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC$101-07-2019
Carri L. Le CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$101-02-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.$2512-07-2018
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Evan Marc FinkelsteinCambridge Investment Research, Inc.PhiladeLPhia Investors, Ltd.$111-30-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Jeremy Ty KelleyCambridge Investment Research, Inc.The Huntington Investment Company$111-23-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-19-2018
Dennis Dane SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Jeffrey John KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$111-15-2018
Steven M DaltonCambridge Investment Research, Inc.APW Capital, Inc.$10011-12-2018
Melissa B ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC$111-09-2018
James HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$2511-07-2018
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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