Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC$101-07-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Carri L. CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Todd Thomas RohrerCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.01-02-2019
William Michael StewartCambridge Investment Research, Inc.Cetera Advisors LLC01-02-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Lindy Grace VenustusCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC12-14-2018
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Chris Ryan StewartCambridge Investment Research, Inc.Centaurus Financial, Inc.12-10-2018
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
David Shwan WinfreyCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Adam King SkumawitzCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-03-2018
Evan Marc FinkelsteinCambridge Investment Research, Inc.Philadelphia Investors, Ltd.11-30-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Jeremy T. KelleyCambridge Investment Research, Inc.The Huntington Investment Company11-23-2018
Ryan Taite WilsonCambridge Investment Research, Inc.Cambridge Investment Research, Inc.11-20-2018
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.