Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$2510-01-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Charles Shoghi PirniaCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-15-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
David Harvey SteflCambridge Investment Research, Inc.Ameriprise Financial Services, LLC03-28-2018
Jason John GauthierCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-13-2018
Brian Philip MorinCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-13-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-10-2018
Mindy Ann CookCambridge Investment Research, Inc.Ameritas Investment Company, LLC04-17-2018
Darla Jean PellerselsCambridge Investment Research, Inc.Ameritas Investment Company, LLC02-09-2018
Kathryn A ZimmermanCambridge Investment Research, Inc.Asset Strategy Advisors, LLC02-21-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Emad Brian MosallamCambridge Investment Research, Inc.AXA Advisors, LLC08-21-2018
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Emily Jean AltafferCambridge Investment Research, Inc.Briskey Financial Services, LLC05-14-2018
Daniel Justin DunnCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$15006-01-2018
Steven M. DaltonCambridge Investment Research, Inc.Brophy Wealth Management, LLC$10011-12-2018
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Lee Edward KalinCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$8208-20-2018
Alicia Rayna SpevakCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$5008-20-2018
Ryan Taite WilsonCambridge Investment Research, Inc.Cambridge Investment Research, Inc.11-20-2018
Carri L. CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.