Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard DarrowCambridge Investment Research, Inc.Cetera Advisors LLC$5002-16-2018
Charles Robert KellyCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Micky Isaac SniederCambridge Investment Research, Inc.Cetera Investment Services LLC03-01-2018
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
George Lawrence McReynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Mary Joanne TerryCambridge Investment Research, Inc.Commonwealth Financial Network$2502-01-2018
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Richard Alan FletcherCambridge Investment Research, Inc.EF Legacy Securities, LLC08-01-2018
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Donald Paul Qualters Jr.Cambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Matthew Jay DernisCambridge Investment Research, Inc.Fortune 360 Group LLC$5005-18-2018
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.12-11-2018
Patrick Bryan WallaceCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2501-17-2018
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Joseph M. MilanoCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$2503-08-2018
John William Oakley IIICambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-01-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation03-05-2018
Reuben Lewis IVCambridge Investment Research, Inc.Investacorp, Inc.05-07-2018
Patrick HartCambridge Investment Research, Inc.Investment Planners, Inc.05-01-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
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Showing 51 to 75 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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