Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hans T. HeathCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Susan Elaine SukysCambridge Investment Research, Inc.Money Concepts Capital Corp$1009-18-2018
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
Eric Michael BokeschCambridge Investment Research, Inc.Nationwide Investment Services Corporation$10007-16-2018
Robert William BlackCambridge Investment Research, Inc.Nationwide Investment Services Corporation03-01-2018
James Lee HoganCambridge Investment Research, Inc.Nationwide Securities, LLC$1011-01-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Tim Daniel SullivanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$5003-23-2018
Paul Thomas CorradoCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.12-03-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-19-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-15-2018
Jeffrey Alan CohanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-09-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
James Gerard HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
William James Novack Sr.Cambridge Investment Research, Inc.OneAmerica Securities, Inc.$1008-23-2018
Jan Axel TriblerCambridge Investment Research, Inc.Park Avenue Securities LLC$2507-25-2018
Gregory Patrick SmyreCambridge Investment Research, Inc.Park Avenue Securities LLC$5001-30-2018
Craig A. MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.12-07-2018
Russell Cowan KizerCambridge Investment Research, Inc.ProEquities, Inc.10-16-2018
Jennifer Michelle RomanoCambridge Investment Research, Inc.Pruco Securities, LLC.06-21-2018
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
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Showing 101 to 125 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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