Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Ronald Houser JrCambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
John Eric HillCambridge Investment Research, Inc.Signator Investors, Inc.$10001-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Jo Ellen GreenwellCambridge Investment Research, Inc.Cetera Investment Services LLC01-16-2018
Patrick Bryan WallaceCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2501-17-2018
Robert Christopher RolandCambridge Investment Research, Inc.Lincoln Investment01-18-2018
Steven Mark LavorandoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$8701-19-2018
Gregory Brook AshtonCambridge Investment Research, Inc.Wilbanks Securities Advisory01-22-2018
Chadwick M MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc01-26-2018
Gregory Patrick SmyreCambridge Investment Research, Inc.Park Avenue Securities LLC$5001-30-2018
Michael Britt BuslerCambridge Investment Research, Inc.INVEST Financial Corporation02-01-2018
Glenn Alan McKinneyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2502-01-2018
John William Oakley IIICambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-01-2018
Mary Joanne TerryCambridge Investment Research, Inc.Commonwealth Financial Network$2502-01-2018
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Hans Tristan HeathCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Stephen Ray LewisCambridge Investment Research, Inc.Stifel, Nicolaus & Company, Incorporated$5002-02-2018
John Haywood Lyon JrCambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
John Calvin Wooten IIICambridge Investment Research, Inc.Principal Securities, Inc.02-07-2018
Darla Jean PellerselsCambridge Investment Research, Inc.Ameritas Investment Company, LLC02-09-2018
Charles Robert KellyCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Daniel Scott Chabott SrCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Donald Paul Qualters JrCambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Richard DarrowCambridge Investment Research, Inc.Cetera Advisors LLC$5002-16-2018
Matthew Gates GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
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Showing 1 to 25 of 220 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.