Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Andrew CoteCambridge Investment Research, Inc.LPL Financial LLC02-16-2018
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5003-02-2018
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Athanacios ArapidisCambridge Investment Research, Inc.Cetera Advisors LLC$5003-01-2018
Barry Randal WiskirchenCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5007-18-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Brian Philip MorinCambridge Investment Research, Inc.Ameritas Investment Corp.08-13-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Carri L. Le CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Chadwick M MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Charles Edwin KerrCambridge Investment Research, Inc.The Huntington Investment Company$2510-12-2018
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Charles Robert KellyCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-19-2018
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC$101-07-2019
Craig Allen MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Darla Jean PellerselsCambridge Investment Research, Inc.Ameritas Investment Corp.02-09-2018
Dennis Dane SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Donald Arthur ScarazzoCambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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