Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Ryan Blake TenryCambridge Investment Research, Inc.Simmons First Investment Group, Inc.10-22-2018
Steven Andrew VonmuensterCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Russell Cowan KizerCambridge Investment Research, Inc.ProEquities, Inc.10-16-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Max Richard House Jr.Cambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Steven Derek LovelessCambridge Investment Research, Inc.Signator Investors, Inc.10-10-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
James Alan SchumakerCambridge Investment Research, Inc.OneAmerica Securities, Inc.09-24-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Vineet Kumar GoyalCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
John Stuart MedarisCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Brian Philip MorinCambridge Investment Research, Inc.Ameritas Investment Corp.08-13-2018
Jason John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-13-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-10-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Donald Arthur ScarazzoCambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
Mark Alan MclaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
Jason D HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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