Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
June Marie WieseCambridge Investment Research, Inc.Nationwide Securities, LLC10-16-2018
Vicki Lynn MisslerCambridge Investment Research, Inc.Nationwide Securities, LLC10-16-2018
David Martinez IICambridge Investment Research, Inc.Foresters Equity Services, Inc.10-16-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Charles Shoghi PirniaCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-15-2018
Max Richard House Jr.Cambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
David Gary SnowCambridge Investment Research, Inc.Edward Jones10-11-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Steven Derek LovelessCambridge Investment Research, Inc.Signator Investors, Inc.10-10-2018
Frank Anthony MarcinCambridge Investment Research, Inc.LPL Financial LLC10-08-2018
Angelo J. PumaCambridge Investment Research, Inc.Cetera Advisors LLC$2010-08-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$2510-01-2018
Paul Scott HarrisCambridge Investment Research, Inc.Southern Trust Financial Planning$5010-01-2018
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Tina Faye MooreCambridge Investment Research, Inc.Woodbury Financial Services, Inc.09-27-2018
James Alan SchumakerCambridge Investment Research, Inc.OneAmerica Securities, Inc.09-24-2018
Jack Burton SpencerCambridge Investment Research, Inc.Securities Service Network, LLC$5009-21-2018
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Stephen R FacellaCambridge Investment Research, Inc.Kovack Advisors, Inc.$25009-20-2018
Kenton Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC$5009-18-2018
Edmund Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC09-18-2018
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Showing 51 to 75 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.