Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Conrad Martin BanspachCambridge Investment Research, Inc.LPL Financial LLC09-18-2018
Susan Elaine SukysCambridge Investment Research, Inc.Money Concepts Capital Corp$1009-18-2018
Andrew Lee SinclairCambridge Investment Research, Inc.Synovus Securities, Inc.09-17-2018
Jeffrey L. PattersonCambridge Investment Research, Inc.PFS Investments Inc.09-13-2018
Vineet Kumar GoyalCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2509-05-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
William John KnightCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5008-31-2018
Sharon Lynn VianoCambridge Investment Research, Inc.LPL Financial LLC$5008-31-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC08-31-2018
Joseph R. TopolskiCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Thomas Tristany TrelaCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Janet Kellner TubbsCambridge Investment Research, Inc.Pruco Securities, LLC.08-27-2018
William James Novack Sr.Cambridge Investment Research, Inc.OneAmerica Securities, Inc.08-23-2018
Emad Brian MosallamCambridge Investment Research, Inc.AXA Advisors, LLC08-21-2018
Lee Edward KalinCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$8208-20-2018
Alicia Rayna SpevakCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$5008-20-2018
John Stuart MedarisCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Fitzgerald CharlierCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
John S. DimauroCambridge Investment Research, Inc.Robert W. Baird & Co. Incorporated08-14-2018
Jason John GauthierCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-13-2018
Brian Philip MorinCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-13-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-10-2018
Kurt August LalomiaCambridge Investment Research, Inc.Janney Montgomery Scott LLC08-08-2018
Daniel Steven LeonardCambridge Investment Research, Inc.LPL Financial LLC$5008-07-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.